Link each approved mandate rule to the relevant account data and source clause. Give reviewers the evidence and history behind each potential breach.
ContactCounterparty concentration must remain within the approved mandate limit.
Mapping approved by reviewerApproved ruleCounterparty exposure / Portfolio NAV
ObservationExposure above the agreed threshold
Review caseSource clause, account and evidence linked
Approved clauses linked to account activity
Potential breaches with source evidence
Review cases with a decision and owner
Product view
Review the approved rule, observed exposure and source clause side by side.
What it covers
Investment agreements contain limits, permitted activities and obligations that rarely fit neatly into a spreadsheet. The work is to map those terms to the correct entities and evidence, then keep that mapping current when the agreement changes.
Identify the relevant restrictions, reporting obligations and effective dates. Preserve the source reference and route interpretations to an authorized reviewer.
Evaluate the mapped rules against the data available for that scope. Keep incomplete evidence, ambiguous wording and late data visible instead of declaring compliance.
A finding should carry the clause, the observation and its owner. Record the assessment, any approved exception and the next action before closure.
In practice
An approved mandate limits exposure to a counterparty. A fresh account observation crosses the mapped threshold. The reviewer sees the original clause, the rule version and the affected positions before deciding whether the finding is a breach or an approved exception.
A reviewer approves the clause-to-rule mapping.
Evaluate data quality and the relevant exposure.
Open or update the matching case with its evidence.
Record the decision and the conditions for closure.
Implementation
Define the inputs, responsibilities and checks for your operation.
Corbel, configured for you
Share your agreements and oversight goals. We’ll map approved terms to the records, checks and reviewers they need.